SaaStr · 2021-06-14 · 1815d

Convertible Debt vs. Equity: A Practical Guide for VCs and Founders

Jason Lemkin examines the practical implications of choosing between convertible debt/SAFEs and equity financing, drawing on real examples of how later-stage investors can manipulate convertible terms. He provides decision rules based on investment size and outlines the pros and cons of each approach, emphasizing that corporate governance and investor engagement matter more than commonly discussed.

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Metrics in this report

Buyout Protection Example

1$

per share

aggressive term allowing company to repurchase convertible notes at par value regardless of valuation

Convertible Debt Investment Threshold for Founder Concern

$1,000,000$

individual investor

below this amount, founders do not need to worry about debt terms

Example Company Exit Valuation

1000000000$

specific case

company with rewritten convertible terms exited at $1B+ 5 years later

Example Convertible Investment Size

800000$

specific case

investment where terms were later manipulated by Series A VC

Legal Fees for Equity Round

20000-50000$

range

typical cost for Series Seed equity documentation

Total Round Size Equity Requirement Threshold

$2,500,000$

aggregate

when exceeded, should convert to equity documentation